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Regulation


ATC BROKERS LTD. was established in the United Kingdom to be regulated by one of the most respected regulatory bodies within the financial service industry, the Financial Conduct Authority (FCA). The FCA aims to protect consumers by placing rules and regulations to set high standards and protocols for firms to conduct their business within the financial industry.

About the Financial Conduct Authority (FCA)

The FCA regulates the financial services industry in the UK. They aim to protect consumers, ensure the industry remains stable and promote healthy competition between financial service providers. The FCA has rule-making, investigative and enforcement powers that can be utilised to protect and regulate the financial services industry. Such protection includes the FCA’s client money rule which mandates firms to segregate client funds.

For additional information please visit the FCA website.